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Hindawi Publishing Corporation

EURASIP Journal onWireless Communications and Networking

Volume 2009, Article ID 989062, 13 pages

doi:10.1155/2009/989062

Research Article

LTE Adaptation for Mobile Broadband Satellite Networks

Francesco Bastia, Cecilia Bersani, Enzo Alberto Candreva, Stefano Cioni,

Giovanni Emanuele Corazza,Massimo Neri, Claudio Palestini,Marco Papaleo,

Stefano Rosati and Alessandro Vanelli-Coralli

ARCES, University of Bologna, Via V. Toffano, 2/2, 40125 Bologna, Italy

One of the key factors for the successful deployment of mobile satellite systems in 4G networks is the maximization of the technology commonalities with the terrestrial systems. An effective way of achieving this objective consists in considering the terrestrial radio interface as the baseline for the satellite radio interface. Since the 3GPP Long Term Evolution (LTE) standard will be one of the main players in the 4G scenario, along with other emerging technologies, such as mobile WiMAX; this paper analyzes the possible applicability of the 3GPP LTE interface to satellite transmission, presenting several enabling techniques for this adaptation. In particular, we propose the introduction of an inter-TTI interleaving technique that exploits the existing H-ARQ facilities provided by the LTE physical layer, the use of PAPR reduction techniques to increase the resilience of the OFDM waveform to non linear distortion, and the design of the sequences for Random Access, taking into account the requirements deriving from the large round trip times. The outcomes of this analysis show that, with the required proposed enablers, it is possible to reuse the existing terrestrial air interface to transmit over the satellite link.

Copyright © 2009 Francesco Bastia et al. This is an open access article distributed under the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.

1. Introduction and Motivation

Integrated terrestrial and satellite communication system is a paradigm that has been addressed for many years and that is at the fore front of the research and development activity within the satellite community. The recent development of the DVB-SH standard [1] for mobile broadcasting demonstrates that virtuous synergies can be introduced when terrestrial networks are complemented with a satellite component able to extend their service and coverage capabilities. A key aspect for the successful integration of the satellite and terrestrial components is the maximization of technological commonalities aimed at the exploitation of the economy of scale that derives from the vast market basis achievable by the integrated system. In order to replicate in 4G networks the success of the integrated mobile broadcasting systems, many initiatives are being carried out [2, 3] for the design of a satellite air interface that maximizes the commonalities with the 4G terrestrial air interface. These initiatives aim at introducing only those modifications that are strictly needed to deal with the satellite channel peculiarities, such, for example, nonlinear distortion introduced by the on-board power amplifiers, long round-trip propagation times, and reduced time diversity, while keeping everything else untouched. Specifically, it is important to highlight the different mobile channel propagation models between terrestrial and satellite environments. In fact, in terrestrial deployments, channel fades are typically both time and frequency selective, and are counteracted by the use of opportunistic scheduling solutions, which select for each user the time slots and the frequency bands where good channel conditions are experienced. On the other hand, satellite links are characterized by large round trip delay, which hinders the timeliness of the channel quality indicators and sounding signals, continuously exchanged between users and terrestrial base stations. Further, satellite channel fades are typically frequency-flat, due to the almost Line-of-Sight (LOS) nature of propagation in open area environments, thus alternative solutions have to be designed in order to increase the satellite link reliability.

In this framework, this paper investigates the adaptability of the 3GPP Long Term Evolution (LTE) standard [4] to the satellite scenarios. The 3GPP LTE standard is in fact gaining momentum and it is easily predictable to be one of the main players in the 4G scenario, along with other emerging technologies such as mobile WiMAX [5]. Thanks to this analysis, we propose the introduction of few technology enablers that allow the LTE air interface to be used on a satellite channel. In particular, we propose the following:

According to market and business analysis [6], two application scenarios are considered: mobile broadcasting using linguistic beams with national coverage and two-way communications using multispot coverage with frequency reuse. Clearly, the service typologies paired with these two application scenarios have different requirements in terms of data rates, tolerable latency, and QoS. This has been taken into account into the air interface analysis.

2. GPP LTE:Main Features

The 3GPP LTE air interface is shortly summarized to ensure self-containment and to provide the perspective for the introduction of advanced solutions for the adaptation to satellite links, as described in Section 3.

The FEC technique adopted by LTE for processing the information data is a Turbo scheme using Parallel Concatenated Convolutional Code (PCCC) [7]. Two 8-state constituent encoders are foreseen and the resulting coding rate is 1/3. The LTE technical specifications provide several values for the input block size KTC to the Turbo encoder, varying form KTC = 40 up to KTC = 6144. After channel encoding, the Circular Buffer (CB) and Rate Matching (RM) block allows to interleave, collect and select the three input streams coming from the Turbo encoder (systematic bits, parity sequence from encoder-1 and encoder-2), as depicted in Figure 1. The three input streams are processed with the following steps.

The CB has an advantage in flexibility (in code rates achieved) and also granularity (in stream sizes). In LTE, the encoded and interleaved bits after the RM block are mapped into OFDM symbols. The time unit for arranging the rate matched bits is the Transmission Time Interval (TTI).

Throughout all LTE specifications, the size of various fields in the time domain is expressed as a number of time units, Ts = 1/(15000 x 2048) seconds. Both downlink and uplink transmissions are organized into radio frames with duration Tf = 307200Ts = 10 ms. In the following, the Type-1 frame structure, applicable to both FDD and TDD interface, is considered. Each radio frame consists of 20 slots of length Tslot = 15360Ts = 0.5 ms, numbered from 0 to 19. A sub-frame is defined as two consecutive slots, where subframe i consists of slots 2i and 2i + 1. A TTI corresponds to one sub-frame.

These operations are depicted and summarized in Figure 2. The details and implementation aspects of each block can be extracted from [4]. The transmitted signal in each slot is mapped onto a resource grid of Na active subcarriers (frequency domain) and Nsymb OFDM symbols (time domain).

The number of OFDM symbols in a slot, Nsymb, depends on the cyclic prefix length, Ncp, and the subcarrier spacing, Δf. In case of multiantenna transmission, there is one resource grid defined per antenna port.

Fig.1

Figure 1: Rate matching and Virtual Circular Buffer.

The size of the FFT/IFFT block, NFFT, is equal to 2048 for Δf = 15 kHz and 4096 for Δf = 7.5 kHz. Finally, the time continuous signal of the generic l-th OFDM symbol on the antenna port p can be written as

(1)

for 0 ≤ t ≤ (Ncp + NFFT)Ts

3. Adapting LTE to Satellite Links: Enablers

In the following sections, we propose and analyze some solutions to adapt the 3GPP LTE air interface to broadband satellite networks. These advanced techniques are applied to the transmitter or receiver side in order to enhance and maximize the system capacity in a mobile satellite environment.

3.1. Inter-TTI Interleaving. In this section, we propose an inter-TTI interleaving technique allowing to break channel correlation in slowly varying channels, achieved through the reuse of existing H-ARQ facilities provided by the physical layer of the LTE standard [8].

The LTE standard does not foresee time interleaving techniques outside a TTI [7]. Thus, since the physical layer codeword is mapped into one TTI, the maximum time diversity exploitable by the Turbo decoder is limited to one TTI (TTTI). For low to medium terminal speeds, the channel coherence time is larger than TTTI, thus fading events cannot be counteracted by physical layer channel coding. In order to cope with such a fading events, LTE exploits both “intelligent” scheduling algorithms based on the knowledge of channel coefficients both in the time and in the frequency dimension, and H-ARQ techniques. The former technique consists in exploiting the channel state information (CSI) in order to map data into sub-carriers characterized by high signal to noise ratio (good channel quality). Of course this technique shows great benefits when frequency diversity is present within the active subcarriers.

H-ARQ consists in the “cooperation” between FEC and ARQ protocols. In LTE, H-ARQ operation is performed by exploiting the virtual circular buffer described in Section 2. Orthogonal retransmissions can be obtained by setting the RV number in each retransmission, thus transmitting different patterns of bits within the same circular buffer. Of course, H-ARQ technique yields to great performance improvement when time correlation is present because retransmission can have a time separation greater than channel coherence time.

Fig.2

Figure 2: Overview of physical channel processing [4].

Unfortunately, neither of the aforementioned techniques can be directly applied to the satellite case due to the exceedingly large transmission delays, affecting both the reliability of the channel quality indicators and of the acknowledgements. Nevertheless, it is possible to devise a way to exploit the existing H-ARQ facilities adapting them to the satellite use. To this aim, we propose a novel forced retransmission technique, which basically consists in transmitting the bits carried in the same circular buffer within several TTIs, that acts as an inter-TTI interleaving. To do this, we can exploit the same mechanism as provided by the LTE technical specifications for the H-ARQ operations with circular buffer. For the explanation of this solution, the block diagram depicted in Figure 1 can be taken as reference. In this example, 4 retransmissions are obtained by using 4 different RVs, starting from 0 up to 3. Each of the 4 transmission bursts is mapped into different TTIs, spaced by KTTI ·TTTI. KTTI is a key parameter because it determines the interleaving depth and it should be set according to channel conditions and latency requirements.

It is straightforward to derive the maximum time diversity achievable by adopting such as technique. Let RTTI be the number of retransmissions needed to complete the transmission of a single circular buffer, LSUB the number of OFDM symbols transmitted in each retransmission, and TSUB the duration of LSUB OFDM symbols. (The duration of the OFDM symbol TOFDM is intended to be the sum of the useful symbol and cyclic prefix duration.) We have that a codeword is spread over total protection time TTPT = KTTI · (RTTI-1)·TTTI+TTTI. Given the fact that the standard facilities are used, no additional complexity is introduced. The drawback involved with the use of such technique is the data rate reduction, brought about by the fact that one codeword is not transmitted in TTTI but in TTPT. A possible way to maintain the original data rate is to introduce in the terminals the capability of storing larger quantities of data, equivalent to the possibility to support multiple HARQ processes in terminals designed for terrestrial use. In this way, capacity and memory occupation grow linearly with the number of supported equivalent H-ARQ processes, and is upper bounded by the data rate of the original link without inter-TTI.

3.2. PAPR Reduction Techniques.The tails in Peak-to- Average Power Ratio (PAPR) distribution for OFDM signals are very significant, and this implies an detrimental source of distortion in a satellite scenario, where the on-board amplifier is driven near saturation. To have an idea of the cumulative distribution of PAPR, a Gaussian approximation can be used. With this approach, if OFDM symbols in time domain are assumed to be Gaussian distributed, their envelope can be modeled with a Rayleigh distribution. Thus, the cumulative distribution function of PAPR variable is (2), a more meaningful measure is given by the complementary cumulative distribution function, which gives the probability that PAPR exceeds a given value γ, and can be written as (3)

(2)(3)

As an example of using this simple approximation, which becomes increasingly tight increasing the FFT size, it is easy to check that a PAPR of 9 dB is exceeded with a probability of 0.5 assuming NFFT = 2048, while a PAPR of 12 dB is exceeded with a probability of 2.7 · 10-4.

This argument motivates the use of a PAPR reduction technique, in order to lower the PAPR and drive the satellite amplifier with a lower back-off. Power efficiency is at a prime in satellite communications, and an eventual reduction of the back-off implies an improvement in the link budget and an eventual increase of the coverage area. Amongst all requisites for PAPR reduction techniques (see [9, 10] for a general overview), the compatibility with the LTE standard is still fundamental. Secondly, the receiver complexitymust not be significantly increased. Furthermore, no degradation in BER will be tolerated, because it would require an increased powermargin. Finally, the PAPR reductionmethod will cope with the severe distortion given by the satellite: even if the amplifier has an ideal pre-distortion apparatus on-board, it is operated near to its saturation, where a predistorter could not invert the flat HPA characteristic. The cascade of an ideal predistorter and the HPA is the so-called ideal clipping or soft limiter. In such a scenario, if the PAPR is lower than the IBO the signal will not be distorted, while if the PAPR is significantly higher the signal will be impaired by non-linear distortion. Thus, the PAPR reduction technique should offer a good PAPR decrease for almost all OFDM symbols, rather than a decrease which can be experienced with a very low probability.

Several techniques have been proposed in the literature, and even focusing on techniques which do not decrease the spectral efficiency, the adaptation to satellite scenario remains an issue: this is the case of Tone Reservation [11– 13], the intermodulation products of satellite amplifier prevent using this technique, while it is very popular in the wired scenario and when the amplifier is closer to its linear region. The Selected Mapping technique [14, 15], although easy and elegant, needs a side information at the receiver. The side information can be avoided, at expense of a significant computational complexity increase at the receiver. Companding techniques (see [10] and references therein) offer a dramatic reduction in PAPR and do not require complex processing. On the other hand, there is a noise enhancement, which turns out to be an important source of degradation at the very low SNRs used in satellite communications.

The Active Constellation Extension (ACE) technique [16] fulfills those requirements, moreover the power increase due to PAPR reduction is exploited efficiently, obtaining an additional margin against noise. The ACE approach is based on the possibility to dynamically extend the position of some constellation points in order to reduce the peaks of the time domain signal (due to a constructive sum of a subset of the frequency domain data) without increasing Error Rate: the points are distanced from the borders of their Voronoi regions. The extension is performed iteratively, according to the following procedure.

This algorithm is applied to data carriers only, excluding thus pilots, preamble/signalling and guard bands. In the performance evaluation of the algorithm, the amplitude clipping value is expressed in term of the corresponding PAPR, which is called PAPR-Target in the following.

The most critical point of thismethod is the choice of the clipping level Vclip: a large value for Vclip (which corresponds to an high PAPR-Target) will yield a negligible power increase and a poor convergence, since signal is unlikely to be clipped. On the opposite extreme, a very low clipping level will yield again a poor convergence and a negligible power increase. In fact, considering the above algorithm, almost all points will be moved by clipping in step-2 and then restored by the constellation constraint enforcing in step-3. A compromise value, which will lead to a PAPR around 5 or 6 dB is advisable, yielding a good convergence and a slight energy increase, due to the effectiveness of the extension procedure. Although there are other ACE strategies [16], the solution presented here is attractive because it can be easily implemented both in hardware and software, as reported in [17].

3.3. Random Access Signal Detection. The Random Access Channel (RACH) is a contention-based channel for initial uplink transmission, that is, from mobile user to base station. While the Physical RACH (PRACH) procedures as defined in the 3G systems are mainly used to register the terminal after power-on to the network, in 4G networks, PRACH is in charge of dealing with new purposes and constraints. In an OFDM based system, in fact, orthogonal messages have to be sent, thus the major challenge in such a system is to maintain uplink orthogonality among users. Hence both frequency and time synchronization of the transmitted signals from the users are needed. A downlink broadcast signal can be sent to the users in order to allow a preliminary timing and frequency estimation by the mobile users, and, accordingly a timing and frequency adjustment in the return link. The remaining frequency misalignment is due to Doppler effects and cannot be estimated nor compensated. On the other hand, the fine timing estimation has to be performed by the base station when the signals coming from users are detected. Thus, the main goal of PRACH is to obtain fine time synchronization by informing the mobile users how to compensate for the round trip delay. After a successful random access procedure, in fact, the base station and the mobile user should be synchronized within a fraction of the uplink cyclic prefix. In this way, the subsequent uplink signals could be correctly decoded and would not interfere with other users connected to the network.

PRACH procedure in 4G systems consists in the transmission of a set of preambles, one for mobile user, in order to allocate different resources to different users. In order to reduce collision probability, in the LTE standard, Zadoff-Chu (ZC) sequences [18], known also as a Constant Amplitude Zero Autocorrelation (CAZAC) sequences, are used as signatures between different use, because of the good correlation properties. The ZC sequence obtained from the u-th root is defined by (4) where NZC is the preamble length in samples and it has been set to 839. ZC sequences present very good autocorrelation and cross-correlation properties that make them perfect candidates for the PRACH procedure. In fact, orthogonal preambles can be obtained cyclic rotating two sequences obtained with the same root, according to the scheme shown in Figure 3 and the expression (5) where NCS is the number of cyclic shifts. It can be easily verified that the cross correlation function presents NCS peaks and NCS zero correlation zones. Figure 4(a) shows a magnification of the cross correlation function for different shifts considering NCS = 64. It will be noted that there are NCS-2 zero correlation zones with length equal to 12 samples and the last zero correlation zone with 20 samples. Preambles obtained from different roots are no longer orthogonal but, nevertheless, they present good correlation properties.

Considering a 4G system via satellite, the number of users to be allocated in each cell depends on the system design.

Fig.3

Figure 3: ZC generation in time domain processing.

Fig.4

Figure 4: Detection properties in the presence of interferers.

Table 1: ZC allocation for GEO satellite scenario.

Table 1

The zero correlation zone of the preambles has to be larger then the maximum round trip propagation delay, depending on cell radius andmultipath delay. The number of root ZC sequences and the number of cyclic shift sequences depend on cell radius and on the geographical position, and they are reported in Table 1 for GEO satellites. Note that the worst case corresponds to the presence of 64 sequences obtained from different roots. In this case, the satellite has to detect each sequence even between the interference from the others. Figure 4(b) shows the correlation function in a scenario like this, and it is worthwhile noting that the peak can once more be detected, also in the presence of 63 interferers. Detection performance in terms of Receiver Operating Characteristics (ROC), that is, Missed Detection Probability (Pmd) as a function of False Alarm Probability (Pfa) have been reported for different numbers of interferers in Figure 5. It will be highlighted that the detection has been performed in the frequency domain and a Non-Coherent Post-Detection Integration (NCPDI) [19] scheme has been adopted. Finally, the results are shown in a AWGN scenario with a signal to noise ratio, Es/N0, equal to 0dB.

4. Upper Layer FEC Analysis

In this section, we propose a UL-FEC technique working on top of the PHY layer. It is well known that channel coding can be performed at different layers of the protocol stack. Two are the main differences which arise when physical layer or upper layer coding is addressed: the symbols composing each codeword, and the channel affecting the transmitted codeword. Indeed, at physical layer the symbols involved in the coding process typically belong to the Galois Field of order m, GF(m). Nevertheless, also non binary codes can be adopted.Working at upper layer each symbol composing the UL codeword can be made up of packets of bits, depending on the application level.

Fig.5

Figure 5: ROC in AWGN channel with Es/N0 = 0.0 dB without interference, and with interferers with different roots.

In order to build the UL-FEC technique on solid ground, the design and analysis has been carried out starting from the Multi Protocol Encapsulation Forward Error Correction Technique (MPE-FEC) adopted by the DVB-H standard [20], and successively enhanced and modified in the framework of the DVB-SH [1] standardization group.With respect to the MPE-FEC approach, the implementation of the ULFEC technique for this framework has required to adapt the parameter setting to the LTE physical layer configurations. In the following, we adopt this terminology:

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